DECIZIE   Nr. 276 din 16 iunie 2005

privind forma si continutul Raportului de tranzactii suspecte, Raportului privind operatiunile cu sume in numerar, in lei sau in valuta, a caror limita minima reprezinta echivalentul in lei a 10.000 euro, indiferent daca tranzactia se realizeaza prin una sau mai multe operatiuni legate intre ele, si ale Raportului pentru transferurile externe in si din conturi, pentru sume a caror limita minima este echivalentul in lei a 10.000 euro

ACT EMIS DE:                GUVERNUL ROMANIEI

              OFICIUL NATIONAL DE PREVENIRE SI COMBATERE A SPALARII BANILOR
ACT PUBLICAT IN: MONITORUL OFICIAL  NR. 558 din 29 iunie 2005

    Avand in vedere prevederile art. 3 alin. (9) din Legea nr. 656/2002 pentru prevenirea si sanctionarea spalarii banilor, cu modificarile ulterioare,
    in baza art. 8 alin. (1) din Regulamentul de organizare si functionare a Oficiului National de Prevenire si Combatere a Spalarii Banilor, aprobat prin Hotararea Guvernului nr. 479/2002, cu modificarile ulterioare, precum si a dispozitiilor prevazute in Decizia primului-ministru nr. 151/2004,
    in conformitate cu prevederile Legii nr. 348/2004 privind denominarea monedei nationale, cu modificarile ulterioare,
    in temeiul Metodologiei de examinare a informatiilor referitoare la tranzactiile suspecte nr. S/11.373 din 6 august 2004, aprobata prin Decizia Plenului Oficiului National de Prevenire si Combatere a Spalarii Banilor nr. 1 din 6 august 2004,

    Plenul Oficiului National de Prevenire si Combatere a Spalarii Banilor decide:

    Art. 1
    Se aproba Raportul de tranzactii suspecte, Raportul privind operatiunile cu sume in numerar, in lei sau in valuta, a caror limita minima reprezinta echivalentul in lei a 10.000 euro, indiferent daca tranzactia se realizeaza prin una sau mai multe operatiuni legate intre ele, si Raportul pentru transferurile externe in si din conturi, pentru sume a caror limita minima este echivalentul in lei a 10.000 euro, in forma si continutul prevazute in anexele nr. 1, 2 si 3 care fac parte integranta din prezenta decizie.
    Art. 2
    Incepand cu data publicarii in Monitorul Oficial al Romaniei, Partea I, a prezentei decizii, raportarea operatiunilor ce urmeaza a fi efectuate, care prezinta suspiciuni ca au ca scop spalarea banilor, a operatiunilor cu sume in numerar, in lei sau in valuta, a caror limita minima reprezinta echivalentul in lei a 10.000 euro, indiferent daca tranzactia se realizeaza prin una sau mai multe operatiuni legate intre ele, si a operatiunilor privind transferurile externe in si din conturi, pentru sume a caror limita minima este echivalentul in lei a 10.000 euro, in conformitate cu prevederile Legii nr. 656/2002 pentru prevenirea si sanctionarea spalarii banilor, cu modificarile ulterioare, se va efectua in forma prevazuta in anexele nr. 1 - 3, de catre persoanele fizice si juridice care intra sub incidenta legii, pe suport de hartie sau in forma electronica, caz in care se respecta regimul juridic al semnaturii electronice si al inscrisurilor in forma electronica.
    Art. 3
    Incepand cu data de 1 iulie 2005, raportarea operatiunilor efectuate in moneda nationala, prevazute de Legea nr. 656/2002, cu modificarile ulterioare, se va face de catre Oficiul National de Prevenire si Combatere a Spalarii Banilor, la nivel de leu nou, fara subdiviziunile leului, prin rotunjire.
    Art. 4
    Prezenta decizie, impreuna cu anexele nr. 1 - 3 si anexa A, se va publica in Monitorul Oficial al Romaniei, Partea I.
    Art. 5
    Decizia Plenului Oficiului National de Prevenire si Combatere a Spalarii Banilor nr. 657/2002 privind forma si continutul urmatoarelor rapoarte: Raportul de tranzactii suspecte; Raportul privind operatiunile cu sume in numerar care depasesc echivalentul a 10.000 euro; Raportul pentru transferurile externe in si din conturi, pentru sume a caror limita minima este echivalentul in lei a 10.000 euro, publicata in Monitorul Oficial al Romaniei, Partea I, nr. 2 din 7 ianuarie 2003, se abroga.

                        Presedintele Oficiului National
                 de Prevenire si Combatere a Spalarii Banilor,
                            Iulian Ilie Dragomir,
                              secretar de stat

    ANEXA 1*)

    *) Anexa nr. 1 este reprodusa in facsimil.

                                    RAPORT
                            de tranzactii suspecte

    CAP. 1
    Informatii generale despre raport si identificarea entitatii raportoare

    I.O. Informatii generale:
 ______________________________________________________________________________
| Data intocmirii ............. | Numarul de inregistrare la emitent ......... |
|_______________________________|______________________________________________|
| Tipul entitatii raportoare ................................................. |
|______________________________________________________________________________|

    I.A. Persoana juridica sau persoana fizica autorizata

    Date de identificare:
 ______________________________________________________________________________
| Denumirea ........................................... | Codul unic ......... |
|_______________________________________________________|______________________|
| Forma juridica de organizare ............................................... |
|______________________________________________________________________________|
| Numarul de inregistrare la Registrul Comertului ..... | Codul fiscal ....... |
|_______________________________________________________|______________________|

    Sediul social:
 ______________________________________________________________________________
| Judetul .......................... | Localitatea ........................... |
|____________________________________|_________________________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    Subunitatea unde a avut loc activitatea raportata:
 ______________________________________________________________________________
| Sucursala .................................................................. |
|______________________________________________________________________________|
| Judetul ......................... | Localitatea ............................ |
|___________________________________|__________________________________________|

    I.B. Persoana fizica

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................. | Prenumele ....................... |
|__________________________________________|___________________________________|
| Tipul documentului de identitate ..... | Seria ......... | Nr. doc. ........ |
|________________________________________|_________________|___________________|
| Emis la data de ...................... | De ................................ |
|________________________________________|_____________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

    Domiciliul:
 ______________________________________________________________________________
| Tara .................. | Judetul ............... | Localitatea ............ |
|_________________________|_________________________|__________________________|
| Strada ................................. | Nr. ........ | Sector ........... |
|__________________________________________|______________|____________________|

    CAP. 2
    Date de identificare ale clientului

    II.A. Persoana juridica romana sau straina

    Date de identificare:
 ______________________________________________________________________________
| Denumirea .................................................................. |
|______________________________________________________________________________|
| Forma juridica de organizare ............................................... |
|______________________________________________________________________________|
| Numarul de inregistrare la Registrul Comertului ....... | Codul fiscal ..... |
|_________________________________________________________|____________________|

    Locul inregistrarii (pentru persoane juridice straine):
 ______________________________________________________________________________
| Tara ................................ | Localitatea ........................ |
|_______________________________________|______________________________________|

    Sediul social:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    Date de identificare ale reprezentantului legal:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

    II.B. Persoana fizica romana sau straina

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Data nasterii ................... | Locul nasterii ......................... |
|___________________________________|__________________________________________|
| Cetatenia ............................... | Rezident/Nerezident ............ |
|___________________________________________|__________________________________|
| Tipul documentului de identitate ........... | Seria ...... | Nr. doc. ..... |
|______________________________________________|______________|________________|
| Emis la data de ................ | De ...................................... |
|__________________________________|___________________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

    Domiciliul sau resedinta:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    Telefon/fax:
 ______________________________________________________________________________
| Nr. telefon .............................. | Fax ........................... |
|____________________________________________|_________________________________|

    II.C. Informatii despre conturile si subconturile clientului - persoana juridica sau fizica

 ______________________________________________________________________________
| Tipul contului ........................ | Nr. total conturi ................ |
|_________________________________________|____________________________________|

    II.C.1. Detalii despre conturi si subconturi:
 ______________________________________________________________________________
| Conturi ............................... | Subconturi ....................... |
|_________________________________________|____________________________________|

    II.D. Informatii despre legaturile clientului cu alte persoane fizice sau juridice
 ______________________________________________________________________________
| Tipul legaturii (in ce consta) .............. | Nr. total legaturi ......... |
|_______________________________________________|______________________________|

    II.D.1. Detalii despre persoanele juridice aflate in legatura cu clientul:
 ______________________________________________________________________________
| Denumirea .................................................................. |
|______________________________________________________________________________|
| Forma juridica de organizare ............................................... |
|______________________________________________________________________________|
| Codul fiscal ............................................................... |
|______________________________________________________________________________|

    II.D.2. Detalii despre persoanele fizice aflate in legatura cu clientul:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

    II.E. Operatiuni semnificative efectuate in ultimele 12 luni
 ______________________________________________________________________________
| Tipul operatiunii ............................... | Nr. operatiuni ......... |
|___________________________________________________|__________________________|
| Suma totala (moneda) ....................................................... |
|______________________________________________________________________________|

    II.F. Persoana care conduce tranzactia

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Nr. actului de imputernicire ............................................... |
|______________________________________________________________________________|
| Tipul documentului de identitate ........... | Seria ...... | Nr. doc. ..... |
|______________________________________________|______________|________________|
| Emis la data de ................ | De ...................................... |
|__________________________________|___________________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

   Domiciliul/Resedinta:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    CAP. 3
    Date despre tranzactie si conturile implicate

    III.A. Descrierea tranzactiei:
 ______________________________________________________________________________
| Data tranzactiei ........... | Suma tranzactionata .......... | Valuta ..... |
|______________________________|________________________________|______________|
| Felul tranzactiei ... | Stadiul tranzactiei ..... | Modalitatea de plata ... |
|_______________________|___________________________|__________________________|
| Natura tranzactiei ..................... | Obiectul tranzactiei ............ |
|__________________________________________|___________________________________|
| Tipul contului ...... | Conturi utilizate ........... | Subconturi ......... |
|_______________________|_______________________________|______________________|

   III.B. Date despre ordonatorul, intermediarul sau beneficiarul tranzactiei realizate cu persoana indicata la capitolul II (Persoana juridica)

    Date de identificare:
 ______________________________________________________________________________
| Denumirea .................................................................. |
|______________________________________________________________________________|
| Forma juridica de organizare ............................................... |
|______________________________________________________________________________|
| Numarul de inregistrare la Registrul Comertului ......... | Codul fiscal ... |
|___________________________________________________________|__________________|

    Sediul:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    III.C. Date despre ordonatorul, intermediarul sau beneficiarul tranzactiei realizate cu persoana indicata la capitolul II (Persoana fizica)

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Tipul documentului de identitate ........... | Seria ...... | Nr. doc. ..... |
|______________________________________________|______________|________________|
| Emis la data de ................ | De ...................................... |
|__________________________________|___________________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

    Domiciliul:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    III.D. Descrierea elementelor neobisnuite/suspecte
 ______________________________________________________________________________
| Descrierea operatiunii ..................................................... |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|______________________________________________________________________________|
| Descrierea elementelor considerate suspecte ................................ |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|............................................................................. |
|______________________________________________________________________________|

    NOTA:
    Capitolul I
    - Se completeaza numai unul din subcapitolele I.A si I.B in functie de statutul juridic al persoanei raportoare.
    - Numarul de inregistrare la emitent, in cazul unui raport de tranzactii suspecte pe suport hartie va fi numarul de inregistrare propriu-zis al raportului. Pentru rapoartele in format electronic, numarul de inregistrare la emitent este un numar secvential (incepand de la 01), care identifica in mod unic raportul pentru o versiune a aplicatiei si o anumita entitate raportoare.
    - Valorile admisibile pentru rubricile:
        - Tipul entitatii raportoare;
        - Forma juridica de organizare;
        - Tipul documentului de identitate
sunt listate in tabelele respective din anexa A.

    Capitolul II
    - Completarea tuturor rubricilor din Capitolul II este obligatorie. Subcapitolele se vor completa distinct pentru fiecare persoana/cont/operatiune implicata in tranzactia suspecta.
    - In rubrica Rezident/Nerezident se pot completa numai 2 valori: "R" - pentru rezident sau "N" - pentru nerezident.
    - Valorile admisibile pentru rubricile:
        - Forma juridica de organizare;
        - Tipul documentului de identitate;
        - Tipul contului;
        - Tipul legaturii;
        - Tipul operatiunii
sunt listate in tabelele respective din anexa A.

    Capitolul III
    - Toate rubricile din capitolul III sunt obligatorii si vor fi completate de mai multe ori, daca operatiunea suspecta este formata din mai multe tranzactii.
    - La rubrica de la capitolul III.B. se va specifica obligatoriu calitatea persoanei fizice sau juridice (ordonator, intermediar sau beneficiar al tranzactiei).
    - La rubrica Felul tranzactiei se pot completa numai doua valori: "D" - debit sau "C" - credit.
    - La rubrica Stadiul tranzactiei se pot completa numai doua valori: "E" - executata sau "N" - neexecutata.
    - Valorile admisibile pentru rubricile:
        - Valuta;
        - Modalitatea de plata;
        - Natura tranzactiei;
        - Obiectul tranzactiei;
        - Tipul contului;
        - Forma juridica de organizare;
        - Tipul documentului de identitate
sunt listate in tabelele respective din anexa A.

    Mentiune:
    Pentru transmiterea raportului in format electronic, ONPCSB va pune la dispozitia entitatilor raportoare aplicatia Data Entry si manualul de utilizare.

    ANEXA 2*1)

    *1) Anexa nr. 2 este reprodusa in facsimil.

    Persoana juridica raportoare:                 Data raportarii:
    Denumirea:
    Adresa:                                       Curs euro BNR:
    Codul fiscal:
    Numarul de inregistrare la Registrul comertului:

                                    RAPORT
privind operatiunile cu sume in numerar in lei sau in valuta, a caror limita minima reprezinta echivalentul in lei a 10.000 euro, indiferent daca tranzactia se realizeaza prin una sau mai multe operatiuni legate intre ele

    Semnificatia coloanelor din tabelul de mai jos este urmatoarea:
    A - Nume
    B - Prenume
    C - Tara
    D - Judet
    E - Localitate
    F - Strada
    G - Nr.
    H - Sector
 ______________________________________________________________________________
|Nr. |Sucursala|Tip   |         Informatii despre client          |  Data si   |
|crt.|         |client|            (titularul de cont)            |  locul     |
|    |         |      |                                           |  nasterii  |
|    |         |      |___________________________________________|____________|
|    |         |      |A*)|B*)|     Adresa      |Act       |Cod   |Data| C | E |
|    |         |      |   |   |_________________|identitate|client|    |   |   |
|    |         |      |   |   | C| D| E| F| G| H|          |      |    |   |   |
|____|_________|______|___|___|__|__|__|__|__|__|__________|______|____|___|___|
|  0 |    1    |   2  | 3 | 4 | 5| 6| 7| 8| 9|10|    11    |  12  | 13 |14 |15 |
|____|_________|______|___|___|__|__|__|__|__|__|__________|______|____|___|___|

    - continuare -
 ______________________________________________________________________________
|       Informatii despre persoana          |Contul     |Data       |Fel       |
|       care efectueaza tranzactia          |in care se |operatiunii|operatiune|
|___________________________________________|desfasoara |           |          |
| A| B|      Adresa     |Act       |Cod     |operatiunea|           |          |
|  |  |_________________|identitate|numeric |           |           |          |
|  |  | C| D| E| F| G| H|          |personal|           |           |          |
|__|__|__|__|__|__|__|__|__________|________|___________|___________|__________|
|16|17|18|19|20|21|22|23|    24    |   25   |    26     |     27    |    28    |
|__|__|__|__|__|__|__|__|__________|________|___________|___________|__________|

    - continuare -
 ______________________________________________________________________________
| Scop       |  Cod valuta | Suma           | Echivalent |     Observatii      |
| operatiune |             | tranzactionata | euro       |                     |
|____________|_____________|________________|____________|_____________________|
|     29     |      30     |       31       |      32    |          33         |
|____________|_____________|________________|____________|_____________________|
    *) Pentru persoanele juridice, in coloana 3 se va completa denumirea si nu se va completa coloana 4.

    NOTA:
    Valorile admisibile pentru coloana Tip Client sunt "F" - pentru persoane fizice sau "J" - pentru persoane juridice.
    In coloana Act identitate se va completa seria si numarul actului de identitate pentru persoane fizice, respectiv numarul de inmatriculare de la Registrul comertului - pentru persoane juridice.
    In coloana Cod client se va completa codul numeric personal pentru persoane fizice, respectiv codul fiscal/cod unic pentru persoane juridice.
    In coloanele Data nasterii si Data operatiunii se vor completa datele calendaristice respective, in forma zi/luna/an.
    In cazul in care clientul este o persoana juridica, este obligatorie completarea tuturor Informatiilor despre persoana imputernicita (coloanele 16 - 25).
    In coloana Fel operatiune pot fi completate numai 2 valori: "D" - pentru depunere si "R" - pentru retragere.
    Operatiunile de schimb valutar vor fi incluse in tabel o singura data, si anume: in coloana Suma operatiunii se va trece suma de bani schimbata, exprimata in moneda straina respectiva (corespunzatoare coloanei Cod valuta). In coloana Euro va fi completat echivalentul in euro al sumei de bani schimbate - exprimata in moneda straina. In coloana Fel operatiune se va completa D in cazul schimbului din moneda straina in lei, respectiv R, in cazul schimbului din lei in moneda straina. In coloana Observatii va fi completata suma tranzactionata, exprimata in lei.

    ANEXA 3*)

    *) Anexa nr. 3 este reprodusa in facsimil.

                                   RAPORT
pentru transferurile externe in si din conturi, pentru sume a caror limita minima este echivalentul in lei a 10.000 euro

    CAP. 1
    Informatii generale despre raport, entitatea raportoare si entitatea externa

    I.A. Informatii generale despre raport:
 ______________________________________________________________________________
| Data intocmirii ................. | Numarul de inregistrare la emitent ..... |
|___________________________________|__________________________________________|

    I.B. Entitatea raportoare:

    Date de identificare:
 ______________________________________________________________________________
| Denumirea .................................................................. |
|______________________________________________________________________________|
| Codul de identificare (codul fiscal sau cel din codificarea BNR) ........... |
|______________________________________________________________________________|
| Subunitatea ............................. | Codul subunitatii .............. |
|___________________________________________|__________________________________|

    I.C. Entitatea externa:

    Date de identificare:
 ______________________________________________________________________________
| Denumirea .................................................................. |
|______________________________________________________________________________|
| Tara ....................................................................... |
|______________________________________________________________________________|

    CAP. 2
    Informatii despre clientul entitatii raportoare (titularul contului)

    II.A. Persoana juridica romana sau straina

    Date de identificare:
 ______________________________________________________________________________
| Denumirea .......................................... | Codul unic .......... |
|______________________________________________________|_______________________|
| Numarul de inregistrare la Registrul Comertului .... | Codul fiscal ........ |
|______________________________________________________|_______________________|

    Locul inregistrarii (pentru persoane juridice straine):
 ______________________________________________________________________________
| Tara ................................... | Localitatea ..................... |
|__________________________________________|___________________________________|

    Sediul social:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|
|______________________________________________________________________________|
|______________________________________________________________________________|
|______________________________________________________________________________|
|______________________________________________________________________________|

    Date de identificare ale reprezentantului legal:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|

    II.B. Persoana fizica romana sau straina

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................. | Prenumele ....................... |
|__________________________________________|___________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|
| Tipul documentului de identitate ..... | Seria ......... | Nr. doc. ........ |
|________________________________________|_________________|___________________|
| Emis la data de .................... | De .................................. |
|______________________________________|_______________________________________|
| Cetatenia ............................... | Rezident/Nerezident ............ |
|___________________________________________|__________________________________|

    Domiciliul sau resedinta:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    II.C. Informatii despre cont:
 ______________________________________________________________________________
| Felul contului (0 = Individual; 1 = Detinut in comun; 2 = Persoana juridica) |
| ............................................................................ |
|______________________________________________________________________________|
| Contul ..................................................................... |
|______________________________________________________________________________|
| Tipul contului ............................................................. |
|______________________________________________________________________________|

    CAP. 3
    Informatii despre clientul entitatii externe

    III.A. Persoana juridica

    Date de identificare:
 ______________________________________________________________________________
| Denumirea .................................................................. |
|______________________________________________________________________________|

    III.B. Persoana fizica

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................. | Prenumele ....................... |
|__________________________________________|___________________________________|

    III.C. Informatii despre cont
 ______________________________________________________________________________
| Contul ..................................................................... |
|______________________________________________________________________________|

    CAP. 4
    Persoana care conduce tranzactia (imputernicit)

    Date de identificare:
 ______________________________________________________________________________
| Numele ................................ | Prenumele ........................ |
|_________________________________________|____________________________________|
| Cod numeric personal ....................................................... |
|______________________________________________________________________________|
| Tipul actului de imputernicire ....................... | Nr./Data .......... |
|________________________________________________________|_____________________|
| Tipul documentului de identitate ........... | Seria ...... | Nr. doc. ..... |
|______________________________________________|______________|________________|
| Emis la data de ............................ | De .......................... |
|______________________________________________|_______________________________|

    Domiciliul:
 ______________________________________________________________________________
| Tara ................. | Judetul ................. | Localitatea ........... |
|________________________|___________________________|_________________________|
| Strada ................................... | Nr. ......... | Sector ........ |
|____________________________________________|_______________|_________________|

    CAP. 5
    Date despre tranzactie

    V.A. Descrierea tranzactiei:
 ______________________________________________________________________________
| Data tranzactiei ............... | Suma tranzactionata ...... | Valuta ..... |
|__________________________________|____________________________|______________|
| Felul tranzactiei (D/C) ............ | Echivalent euro ..................... |
|______________________________________|_______________________________________|
| Detaliile operatiunii ...................................................... |
|______________________________________________________________________________|

    V.B. Observatii:
 ______________________________________________________________________________
| ............................................................................ |
| ............................................................................ |
| ............................................................................ |
| ............................................................................ |
| ............................................................................ |
| ............................................................................ |
|______________________________________________________________________________|

    NOTA:
    - Capitolul I:
    Completarea tuturor rubricilor din acest capitol este obligatorie, cu exceptia informatiilor despre sucursala, in cazul in care entitatea raportoare nu are subunitati.
    La subcapitolul I.C se vor completa informatiile despre entitatea straina de la care sau catre care se face transferul. Rubrica "Tara" se refera la tara de provenienta sau de destinatie a banilor care fac obiectul transferului, si nu la tara unde este situat sediul social central al entitatii straine.

    - Capitolul II:
    Se completeaza numai unul dintre subcapitolele II.A si II.B, in functie de statutul juridic al clientului (persoana fizica/persoana juridica).
    In cazul subcapitolului II.A este obligatorie completarea tuturor rubricilor, cu exceptia Judetului si Sectorului, care vor fi completate in functie de context (judetul va fi completat numai pentru Romania, mai putin Bucuresti, iar sectorul va fi completat numai pentru Bucuresti).
    In cazul subcapitolului II.B este obligatorie completarea tuturor rubricilor, cu exceptia Judetului, Sectorului, care vor fi completate in functie de context (judetul va fi completat numai pentru Romania, mai putin Bucuresti iar sectorul va fi completat numai pentru Bucuresti).
    Pentru subcapitolul II.C, valorile admisibile pentru rubrica "Tipul contului" sunt listate in tabelul respectiv din anexa A.

    - Capitolul III:
    Se completeaza numai unul dintre subcapitolele III.A si III.B in functie de statutul juridic al clientului (persoana fizica/persoana juridica), fiind obligatorie completarea tuturor rubricilor.
    Subcapitolul III.C este obligatoriu de completat.

    - Capitolul IV:
    Informatiile din capitolul IV se vor completa numai pentru platile externe (operatiunile in care clientul bancii este ordonator).
    Atunci cand titularul de cont este persoana care conduce tranzactia, capitolul IV nu se va completa.

    - Capitolul V:
    Completarea rubricilor din Capitolul V este obligatorie.
    Felul tranzactiei (D/C) va fi definit in raport cu operatia efectuata pentru clientul entitatii raportoare.
    Valorile admisibile pentru rubrica "Detaliile operatiunii" sunt listate in tabelul respectiv (Tip operatiune) din anexa A.

    ANEXA A*)

    *) Anexa A este reprodusa in facsimil.

                      TABELE DE REFERINTA (NOMENCLATOARE)

    1). Tabela VALUTE

 _________________________________________________________________
| Cod_v | Den_v                                                   |
|_______|_________________________________________________________|
|  AUD  | DOLAR AUSTRALIAN                                        |
|_______|_________________________________________________________|
|  CAD  | DOLAR CANADIAN                                          |
|_______|_________________________________________________________|
|  CHF  | FRANC ELVETIAN                                          |
|_______|_________________________________________________________|
|  CZK  | COROANA CEHEASCA                                        |
|_______|_________________________________________________________|
|  DKK  | COROANA DANEZA                                          |
|_______|_________________________________________________________|
|  EGP  | LIRA EGIPTEANA                                          |
|_______|_________________________________________________________|
|  EUR  | EURO                                                    |
|_______|_________________________________________________________|
|  GBP  | LIRA STERLINA                                           |
|_______|_________________________________________________________|
|  HKD  | DOLAR HONG KONG                                         |
|_______|_________________________________________________________|
|  HUF  | FORINT UNGURESC                                         |
|_______|_________________________________________________________|
|  ILS  | SEKEL ISRAELIAN                                         |
|_______|_________________________________________________________|
|  JPY  | YEN JAPONEZ                                             |
|_______|_________________________________________________________|
|  KRW  | WON COREAN                                              |
|_______|_________________________________________________________|
|  MDL  | LEU MOLDOVENESC                                         |
|_______|_________________________________________________________|
|  NOK  | COROANA NORVEGIANA                                      |
|_______|_________________________________________________________|
|  PLN  | ZLOT POLONEZ                                            |
|_______|_________________________________________________________|
|  ROL  | LEU ROMANIA                                             |
|_______|_________________________________________________________|
|  RON  | LEU NOU ROMANIA                                         |
|_______|_________________________________________________________|
|  RUR  | RUBLA RUSEASCA                                          |
|_______|_________________________________________________________|
|  SEK  | COROANA SUEDEZA                                         |
|_______|_________________________________________________________|
|  SGD  | DOLAR SINGAPOREZ                                        |
|_______|_________________________________________________________|
|  TRL  | LIRE TURCESTI                                           |
|_______|_________________________________________________________|
|  USD  | DOLAR SUA                                               |
|_______|_________________________________________________________|
|  XDR  | DST                                                     |
|_______|_________________________________________________________|
|  YUM  | DINAR IUGOSLAV                                          |
|_______|_________________________________________________________|

    2). Tabela TIP CONT

 _________________________________________________________________
| COD_R | NUME_R                                                  |
|_______|_________________________________________________________|
|     1 | CONT CURENT                                             |
|_______|_________________________________________________________|
|     2 | DEPOZIT LA VEDERE                                       |
|_______|_________________________________________________________|
|     3 | DEPOZIT LA TERMEN                                       |
|_______|_________________________________________________________|
|     4 | DEPOZITE COLATERALE                                     |
|_______|_________________________________________________________|
|     5 | CERTIFICATE DEPOZIT                                     |
|_______|_________________________________________________________|
|     6 | CARNET DE ECONOMII                                      |
|_______|_________________________________________________________|
|     7 | LIBRET DE ECONOMII                                      |
|_______|_________________________________________________________|
|     8 | CONT DE CREDIT                                          |
|_______|_________________________________________________________|
|     9 | CONT DE CARD                                            |
|_______|_________________________________________________________|
|    10 | CONT DE FACTORING                                       |
|_______|_________________________________________________________|
|    11 | CASETA DE SIGURANTA                                     |
|_______|_________________________________________________________|
|    12 | NICI UN CONT                                            |
|_______|_________________________________________________________|
|    13 | ALT TIP DE CONT                                         |
|_______|_________________________________________________________|

    3). Tabela TIP DOCUMENT

 _________________________________________________________________
| COD_D | NUME_D                                                  |
|_______|_________________________________________________________|
|     0 | ALTE TIPURI                                             |
|_______|_________________________________________________________|
|     1 | CARTE DE IDENTITATE                                     |
|_______|_________________________________________________________|
|     2 | BULETIN DE IDENTITATE                                   |
|_______|_________________________________________________________|
|     3 | PASAPORT                                                |
|_______|_________________________________________________________|
|     4 | ADEVERINTA PROVIZORIE                                   |
|_______|_________________________________________________________|
|     5 | LEGITIMATIE PROVIZORIE                                  |
|_______|_________________________________________________________|

    4). Tabela FORME DE ORGANIZARE

 _________________________________________________________________
| COD_S | NUME_S                                                  |
|_______|_________________________________________________________|
|  AFJ  | ALTA FORMA JURIDICA DE ORGANIZARE DIN ROMANIA           |
|_______|_________________________________________________________|
|  ASF  | ASOCIATIE FAMILIALA                                     |
|_______|_________________________________________________________|
|  CON  | CONCESIUNE                                              |
|_______|_________________________________________________________|
|  INC  | INCHIRIERE                                              |
|_______|_________________________________________________________|
|  LOC  | LOCATIE DE GESTIUNE                                     |
|_______|_________________________________________________________|
|  OC1  | ORGANIZATII COOPERATISTE MESTESUGARESTI                 |
|_______|_________________________________________________________|
|  OC2  | ORGANIZATII COOPERATISTE DE CONSUM                      |
|_______|_________________________________________________________|
|  OC3  | ORGANIZATII COOPERATISTE DE CREDIT                      |
|_______|_________________________________________________________|
|  PFA  | PERSOANA FIZICA AUTORIZATA                              |
|_______|_________________________________________________________|
|  RA   | REGIE AUTONOMA                                          |
|_______|_________________________________________________________|
|  SA   | SOCIETATE COMERCIALA PE ACTIUNI                         |
|_______|_________________________________________________________|
|  SCA  | SOCIETATE COMERCIALA IN COMANDITA PE ACTIUNI            |
|_______|_________________________________________________________|
|  SCS  | SOCIETATE COMERCIALA IN COMANDITA SIMPLA                |
|_______|_________________________________________________________|
|  SNC  | SOCIETATE COMERCIALA IN NUME COLECTIV                   |
|_______|_________________________________________________________|
|  SRL  | SOCIETATE COMERCIALA CU RASPUNDERE LIMITATA             |
|_______|_________________________________________________________|
|  XXX  | ALTA FORMA JURIDICA DE ORGANIZARE DIN STRAINATATE       |
|_______|_________________________________________________________|

    5). Tabela TIP DE LEGATURA

 _________________________________________________________________
| COD_L | NUME_L                                                  |
|_______|_________________________________________________________|
|     0 | ALT TIP DE LEGATURA                                     |
|_______|_________________________________________________________|
|     1 | DELEGAT                                                 |
|_______|_________________________________________________________|
|     2 | GARANT                                                  |
|_______|_________________________________________________________|
|     3 | PERSOANA GIRATA                                         |
|_______|_________________________________________________________|
|     4 | CO-TITULAR                                              |
|_______|_________________________________________________________|
|     5 | MANDATAR                                                |
|_______|_________________________________________________________|
|     6 | PROCURATOR                                              |
|_______|_________________________________________________________|
|     7 | ASOCIAT                                                 |
|_______|_________________________________________________________|
|     8 | IMPUTERNICIT                                            |
|_______|_________________________________________________________|

    6). Tabela MODALITATE DE PLATA

 _________________________________________________________________
| COD_M | NUME_M                                                  |
|_______|_________________________________________________________|
|     0 | ALT INSTRUMENT DE PLATA                                 |
|_______|_________________________________________________________|
|     1 | NUMERAR                                                 |
|_______|_________________________________________________________|
|     2 | CEC NEBARAT                                             |
|_______|_________________________________________________________|
|     3 | CEC BARAT                                               |
|_______|_________________________________________________________|
|     4 | CEC DE VIRAMENT                                         |
|_______|_________________________________________________________|
|     5 | CEC CERTIFICAT                                          |
|_______|_________________________________________________________|
|     6 | CEC DE CALATORIE                                        |
|_______|_________________________________________________________|
|     7 | ALTE TIPURI DE CEC                                      |
|_______|_________________________________________________________|
|     8 | ORDIN DE PLATA (VIRAMENT)                               |
|_______|_________________________________________________________|
|     9 | CAMBIE - BILET LA ORDIN                                 |
|_______|_________________________________________________________|
|    10 | CAMBIE - TRATA                                          |
|_______|_________________________________________________________|
|    11 | ALTE TIPURI DE CAMBIE                                   |
|_______|_________________________________________________________|
|    12 | CARD DE DEBIT                                           |
|_______|_________________________________________________________|
|    13 | CARD DE CREDIT                                          |
|_______|_________________________________________________________|
|    14 | CARD DE RETRAGERE NUMERAR                               |
|_______|_________________________________________________________|
|    15 | CARD DE GARANTARE CEC                                   |
|_______|_________________________________________________________|
|    16 | CARD MULTIFUNCTIONAL                                    |
|_______|_________________________________________________________|
|    17 | ALTE TIPURI DE CARD                                     |
|_______|_________________________________________________________|
|    18 | CERTIFICAT DE DEPOZIT                                   |
|_______|_________________________________________________________|

    7). Tabela NATURA TRANZACTIEI

 _________________________________________________________________
| COD_TR| NUME_TR                                                 |
|_______|_________________________________________________________|
|     1 | VANZARE                                                 |
|_______|_________________________________________________________|
|     2 | CUMPARARE                                               |
|_______|_________________________________________________________|
|     3 | TRANSFER                                                |
|_______|_________________________________________________________|
|     4 | CESIUNE                                                 |
|_______|_________________________________________________________|
|    99 | TRANZACTII DE ALTA NATURA                               |
|_______|_________________________________________________________|

    8). Tabela OBIECTUL TRANZACTIEI

 _________________________________________________________________
| COD_OB| NUME_OB                                                 |
|_______|_________________________________________________________|
|     1 | BANI                                                    |
|_______|_________________________________________________________|
|     2 | ACTIUNI                                                 |
|_______|_________________________________________________________|
|     3 | TITLURI DE VALOARE                                      |
|_______|_________________________________________________________|
|     4 | POLITE DE ASIGURARE                                     |
|_______|_________________________________________________________|
|     5 | VALORI MOBILIARE                                        |
|_______|_________________________________________________________|
|     6 | METALE PRETIOASE                                        |
|_______|_________________________________________________________|
|     7 | PIETRE PRETIOASE                                        |
|_______|_________________________________________________________|
|    99 | ALT OBIECT AL TRANZACTIEI                               |
|_______|_________________________________________________________|

    9). Tabela TIP OPERATIUNE

 _________________________________________________________________
| COD_OP| NUME_OP                                                 |
|_______|_________________________________________________________|
|    10 | INCAS. DIN VANZ. MARFA (RA, SC CU CAPIT. DE ST. & COOP) |
|_______|_________________________________________________________|
|    15 | INCAS. DIN VANZ. MARFA (SC CAPIT. PRIV., MIXT, AS. AGR.)|
|_______|_________________________________________________________|
|    18 | INCASARI DIN SERVICII (RA, SC CU CAP. DE STAT & COOP)   |
|_______|_________________________________________________________|
|    19 | INCASARI DIN SERVICII (SC CAP. PRIV., MIXT, AS. AGR.)   |
|_______|_________________________________________________________|
|    20 | INCASARI DIN VANZARI LOCUINTE                           |
|_______|_________________________________________________________|
|    24 | INCASARI DIN IMPOZITE, TAXE, ASIGURARI                  |
|_______|_________________________________________________________|
|    25 | INCASARI DIN SCHIMB VALUTAR                             |
|_______|_________________________________________________________|
|    28 | INCASARI DIN VANZARI ACTIUNI & DEPUNERI DE CAPITAL      |
|_______|_________________________________________________________|
|    32 | DIVERSE INCASARI                                        |
|_______|_________________________________________________________|
|    36 | INCASARI DE LA UNITATILE CEC                            |
|_______|_________________________________________________________|
|    37 | DEPUNERI IN CONTUL PERSONAL                             |
|_______|_________________________________________________________|
|    38 | INCASARI DE LA UNITATILE DE POSTA                       |
|_______|_________________________________________________________|
|    41 | INCASARI DE NUMERAR DE LA ALTE UNITATI BANCARE          |
|_______|_________________________________________________________|
|    46 | DEPUNERI IN CONT PRIN POSTA                             |
|_______|_________________________________________________________|
|    48 | INCASARI DIN IMPOZITE SI TAXE PRIN CEC                  |
|_______|_________________________________________________________|
|    50 | PLATA SALARII SI ALTE DREPTURI SALARIALE                |
|_______|_________________________________________________________|
|    52 | RESTITUIRI DE CAPITAL SI DIVIDENDE                      |
|_______|_________________________________________________________|
|    54 | PLATI CU CARACTER SOCIAL (ALOC., INDEMNIZ., AJUT.)      |
|_______|_________________________________________________________|
|    62 | CREDITE PERS. FIZICE, CREDITE IN NUMERAR PERS. JUR.     |
|_______|_________________________________________________________|
|    63 | CUMPARARI SI CONTR. PROPUSE AGR. DE LA PROD. PARTIC.    |
|_______|_________________________________________________________|
|    70 | DIVERSE PLATI                                           |
|_______|_________________________________________________________|
|    75 | SCHIMB VALUTAR                                          |
|_______|_________________________________________________________|
|    77 | RESTITUIRI DIN CONTURI PERSOANE FIZICE LA BANCI         |
|_______|_________________________________________________________|
|    80 | PENSII                                                  |
|_______|_________________________________________________________|
|    86 | PLATI CATRE CEC                                         |
|_______|_________________________________________________________|
|    88 | PLATI CATRE UNITATILE DE POSTA                          |
|_______|_________________________________________________________|
|    91 | NUMERAR REMIS ALTOR UNITATI BANCARE                     |
|_______|_________________________________________________________|
|    99 | ALTE OPERATIUNI                                         |
|_______|_________________________________________________________|

    10). Tabela ENTITATI RAPORTOARE

 _________________________________________________________________
| COD_RP| NUME_RP                                                 |
|_______|_________________________________________________________|
|     0 | ALTA ENTITATE RAPORTOARE                                |
|_______|_________________________________________________________|
|     1 | BANCA                                                   |
|_______|_________________________________________________________|
|     2 | SUCURSALA UNEI BANCI STRAINE                            |
|_______|_________________________________________________________|
|     3 | INSTITUTIE DE CREDIT                                    |
|_______|_________________________________________________________|
|     4 | SOCIETATE DE INVESTITII                                 |
|_______|_________________________________________________________|
|     5 | SOCIETATE DE ADMINISTRARE A INVESTITIILOR               |
|_______|_________________________________________________________|
|     6 | FOND DE INVESTITII                                      |
|_______|_________________________________________________________|
|     7 | SOCIETATE DE DEPOZITARE/DE CUSTODIE                     |
|_______|_________________________________________________________|
|     8 | SOCIETATE DE VALORI MOBILIARE                           |
|_______|_________________________________________________________|
|     9 | FOND PE PENSII                                          |
|_______|_________________________________________________________|
|    10 | ALTA INSTITUTIE FINANCIARA                              |
|_______|_________________________________________________________|
|    11 | SOCIETATE DE FINANTARE A TRANZACTIILOR COMERCIALE       |
|_______|_________________________________________________________|
|    12 | SOCIETATE DE LEASING                                    |
|_______|_________________________________________________________|
|    13 | SOCIETATE DE EMITERE A MIJLOACELOR ELECTR. DE PLATA     |
|_______|_________________________________________________________|
|    14 | SOCIETATE DE ADMIN. A MIJLOACELOR ELECTR. DE PLATA      |
|_______|_________________________________________________________|
|    15 | CASA DE SCHIMB VALUTAR                                  |
|_______|_________________________________________________________|
|    16 | SOCIETATE DE CONSULTANTA                                |
|_______|_________________________________________________________|
|    17 | SOCIETATE DE INTERMEDIERE OPERATIUNI FINANCIARE         |
|_______|_________________________________________________________|
|    18 | SOCIETATE DE ASIGURARI/REASIGURARI                      |
|_______|_________________________________________________________|
|    19 | AGENT ECONOMIC IN DOM. JOCURILOR DE NOROC/AMANET        |
|_______|_________________________________________________________|
|    20 | PERSOANA CARE ACORDA ASISTENTA JURIDICA/NOTARIALA       |
|_______|_________________________________________________________|
|    21 | PERSOANA CARE ACORDA ASISTENTA CONTABILA                |
|_______|_________________________________________________________|
|    22 | PERSOANA CARE ACORDA ASISTENTA FINANCIAR-BANCARA        |
|_______|_________________________________________________________|
|    23 | PERSOANE IMPLICATE IN PROCESUL PE PRIVATIZARE           |
|_______|_________________________________________________________|
|    24 | OFICIU POSTAL                                           |
|_______|_________________________________________________________|
|    25 | PERSOANA CE PRESTEAZA SERVICII DE TRANSMITERE BANI      |
|_______|_________________________________________________________|
|    26 | AGENTIE IMOBILIARA                                      |
|_______|_________________________________________________________|
|    27 | PERSOANA FIZICA                                         |
|_______|_________________________________________________________|
|    28 | PERSOANA FIZICA AUTORIZATA                              |
|_______|_________________________________________________________|
|    29 | ALTA PERSOANA JURIDICA                                  |
|_______|_________________________________________________________|