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ORDIN Nr

ORDIN   Nr. 13 din  5 iunie 1997

pentru punerea in aplicare a Regulamentului nr. 7/1997 privind organizarea Comisiei Nationale a Valorilor Mobiliare

ACT EMIS DE: COMISIA NATIONALA A VALORILOR MOBILIARE

ACT PUBLICAT IN:            MONITORUL OFICIAL  NR. 142 din  7 iulie 1997


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    Presedintele Comisiei Nationale a Valorilor Mobiliare,
    in temeiul art. 13 alin. 2 din Legea nr. 52/1994 privind valorile mobiliare si bursele de valori,
    in baza Hotararii Parlamentului Romaniei nr. 17 din 5 octombrie 1994,
    emite urmatorul ordin:

    Art. 1
    Se aproba punerea in aplicare a Regulamentului nr. 7/1997 privind organizarea Comisiei Nationale a Valorilor Mobiliare, prevazut in anexa la prezentul ordin.
    Art. 2
    Prevederile prezentului ordin intra in vigoare la data de 1 aprilie 1997.
    Art. 3
    Secretariatul general, Serviciul de resurse umane si Departamentul logistic vor asigura aducerea la indeplinire a prevederilor prezentului ordin.
    Art. 4
    Pe data intrarii in vigoare a prezentului ordin se abroga Ordinul presedintelui Comisiei Nationale a Valorilor Mobiliare nr. 31 din 26 iunie 1995.

                         PRESEDINTELE
            COMISIEI NATIONALE A VALORILOR MOBILIARE,
                 prof. univ. dr. STEFAN BOBOC

    ANEXA 1

                   REGULAMENTUL Nr. 7/1997
privind organizarea Comisiei Nationale a Valorilor Mobiliare

    Art. 1
    Comisia Nationala a Valorilor Mobiliare este autoritate administrativa autonoma, cu personalitate juridica, aflata sub controlul Parlamentului Romaniei.
    Art. 2
    Comisia Nationala a Valorilor Mobiliare are drept misiune:
    a) de a favoriza buna functionare a pietei valorilor mobiliare;
    b) de a asigura protectia investitorilor impotriva practicilor neloiale, abuzive si frauduloase;
    c) de a realiza informarea detinatorilor de valori mobiliare si a publicului asupra persoanelor care fac, in mod public, apel la economiile banesti si asupra valorilor emise de acestea;
    d) de a stabili cadrul activitatii intermediarilor si a agentilor pentru valori mobiliare, regimul asociatiilor profesionale constituite de acestia si al organismelor insarcinate cu asigurarea functionarii pietei valorilor mobiliare.
    Art. 3
    Structura organizatorica (organigrama) a Comisiei Nationale a Valorilor Mobiliare, numarul de posturi, atributiile de conducere si de executie ale personalului sau se stabilesc de catre aceasta, in temeiul Legii nr. 52/1994 privind valorile mobiliare si bursele de valori si al Legii nr. 66/1997 cu privire la salarizarea membrilor si personalului Comisiei Nationale a Valorilor Mobiliare, precum si a personalului burselor de valori.
    Art. 4
    In structura organizatorica a Comisiei Nationale a Valorilor Mobiliare functioneaza departamente, directii, servicii, birouri si reprezentante teritoriale cu organizare specifica.
    Art. 5
    Numarul maxim de posturi este de 200, exclusiv demnitarii.
    Art. 6
    (1) Structura organizatorica a Comisiei Nationale a Valorilor Mobiliare este prevazuta in anexa la prezentul regulament.
    (2) In cadrul acesteia, prin ordin al presedintelui Comisiei Nationale a Valorilor Mobiliare se pot organiza servicii, birouri, precum si colective temporare.
    (3) Salarizarea membrilor si a personalului Comisiei Nationale a Valorilor Mobiliare se face conform Legii nr. 66/1997 si Legii nr. 40/1991, republicata.
    Art. 7
    Membrii Comisiei Nationale a Valorilor Mobiliare si personalul incadrat in departamentele enumerate in prezentul articol beneficiaza de sporul de confidentialitate de 10% din salariul de baza prevazut la art. 20 din Legea nr. 66/1997 (aparat cabinete, Secretariatul general, consilieri, Departamentul de reglementare a pietei si intermediere financiara, Departamentul de operatiuni financiare ale societatilor comerciale, Departamentul de control, ancheta, Comisarul general al bursei, Oficiul de evidenta a valorilor mobiliare).
    Art. 8
    Comisia Nationala a Valorilor Mobiliare isi modifica, isi completeaza si isi perfectioneaza structura organizatorica corespunzator cerintelor optimizarii indeplinirii atributiilor cu care a fost investita prin lege.
    Art. 9
    Comisia Nationala a Valorilor Mobiliare are in dotare un numar de autoturisme stabilit conform prevederilor legale si normativelor proprii.
    Art. 10
    Anexa cuprinzand structura organizatorica a Comisiei Nationale a Valorilor Mobiliare face parte integranta din prezentul regulament.

    ANEXA 1
    la regulament

                          ORGANIGRAMA
            Comisiei Nationale a Valorilor Mobiliare

                     --------------
                     | PRESEDINTE |
                     --------------
                         |
                         |
  --------  ---          |
 |  Sef  | |   |         |
 |  de   | | 1 |---------|                                  ..........
 |cabinet| |   |         |                                  |Biroul|1 .
 --------  -----         |                               |--|  de  |--.
 ---------------....     |      ------------------....   |  |presa |2 .
 | Serviciul| 1 |   .    |      |Secretariatul | 1|  .   |  ...........
 |   de     |---| 1 .----|------| general      |--| 6.---|  .............
 | resurse  | 1 |   .    |      |              | 3|  .   |  | Biroul   |1.
 | umane    |   |   .    |      -------------------...   |  |  de      | .
 ----------------....    |                               |--|educatie  |-.
                         |                                  |   a      |2.
                         |                                  |publicului| .
                         |                                  ..............
                   ----------------------------------
                   |               |        |        |
.............  ---------------  -------- -------- --------  -------------...
| Control | .  |Vicepresedinte| |Membru| |Membru| |Membru|  |Consilieri|1|4.
|financiar|1.  ---------------- -------- -------- --------  -------------...
|propriu  | .     |             |           |           |            |
----------...     |             |           |           |            |
    |-------------|-------------|-----------|-----------|------------|
                  |             |     |     |           |
       -------------   -------------  |  ------------   ..............
       | Sef de |   |  | Sef de |   | |  | Sef de |   | | Sef de |   |
       | cabinet| 1 |  |cabinet | 1 | |  |cabinet | 1 | | cabinet| 1 |
       -------------  --------------  |  -------------  ..............
                                      |
        -----------------------------------------------------------------
        |          |          |           |          |         |        |
      -----      -----      ----        -----      -----    -----       |
      | A |      | B |     | C |        | D |      | E |    | F |       |
      -----      -----     -----        -----      -----    -----       |
                                                                     -----
                                                                     | G |
                                                                     -----
        -----
        | A |
        -----
          |
          v
     -----------------------....
     | Departamentul   |   |   .
     | de reglementare |   |   .
     | a pietei si     | 1 | 1 .
     | intermediere    |   |   .
     | financiara      |   |   .
     |_________________|___|....
     |
     |   ------------------- ....
     |  | Serviciul de  |   |   .
     |  | autorizare,   |   |   .
     |  |reglementare   | 1 |   .
     |  |si supraveghere|---| 3 .
     |--|(SVM) si agenti| 7 |   .
     |  |  de valori    |   |   .
     |  | mobiliare,    |   |   .
     |  | cenzori si    |   |   .
     |  | consultanti   |   |   .
     |  | de plasament  |   |   .
     |  |_______________|___|....
     |
     |  .....................
     |  |  Biroul de    |   |
     |  | autorizare,   |   |
     |  | reglementare  |   |
     |  |si supraveghere|   |
     |  |consultanti de |   |
     |  | plasament si  | 1 |
     |--|  cenzori      |---|
     |  |  externi      | 3 |
     |  | independenti  |   |
     |  |...............|...|
     |
     |  -------------------- ....
     |  |  Biroul de    |   |   .
     |  | autorizare,   |   |   .
     |  | reglementare  |   |   .
     |  |si supraveghere| 1 |   .
     |--|  organisme    |---| 7 .
     |  | colective de  | 2 |   .
     |  | plasament     |   |   .
     |  |_______________|___|....
     |
     |  .....................
     |  | Serviciul de  |   .
     |  | autorizare    |   .
     |  | reglementare  |   .
     |  |si supraveghere|   .
     |  | organisme     |   .
     |  | colective de  |   .
     |  | decontare,    |   .
     |  | compensare,   | 1 .
     |--| depozitare si |---.
        | registre      | 4 .
        | independente  |   .
        |     ale       |   .
        | actionarilor  |   .
        |B.V.B si O.T.C.|   .
        |...............|....

        -----
        | B |
        -----
          |
          v
     ----------------------- .....
     | Departamentul   |   | .   .
     | de operatiuni   |   | .   .
     | financiare ale  |   | .   .
     | societatilor    | 1 | . 1 .
     | comerciale      |   | .   .
     |_________________|___| .....
     |
     |  -------------------- .....
     |  | Serviciul de |   | .   .
     |  | operatiuni   |   | .   .
     |  | financiare,  |   | . 1 .
     |--| emitenti     | 4 | .---.
     |  | valori       |   | . 3 .
     |  | mobiliare    |   | .   .
     |  |______________|___| .....
     |
     |  -------------------- .....
     |  | Serviciul de |   | .   .
     |  | informare    |   | . 1 .
     |--| continua     | 3 | .---.
     |  | emitenti     |   | . 1 .
     |  |______________|___| .....
     |
     |  ..................
     |  | Biroul     |   .
     |  | preturi,   | 1 .
     |--| fuziuni,   |---.
        | achizitii  | 2 .
        |............|....

        -----
        | C |
        -----
          |
          v
     ------------------  ----....
     | Departamentul  | |   |   .
     | de control,    | | 1 | 1 .
     | ancheta        | |   |   .
     |________________| |___|....
                 |
                 |
         -------------------------------
         |                             |
  -------------  ----- .....   .................
  | Serviciul | |    | . 1 .   | Serviciul | 1 |
  |   de      | | 10 | .---.   | anchete   |---|
  | control   | |    | . 5 .   |           | 5 |
  |___________| |____| .....   |___________|...|

        -----
        | D |
        -----
          |
          v
     .......................
     | Departamentul   |   |
     | de politici,    |   |
     | specializare,   | 2 |
     | promovare       |   |
     |.................|...|
     |
     |  ....................
     |  | Serviciul de |   |
     |  | integrare    | 1 |
     |  | europeana si |---|
     |--| cooperare    | 3 |
     |  |internationala|   |
     |  |..............|...|
     |
     |  ....................
     |  | Serviciul    | 1 |
     |--| de strategii |---|
     |  | de piata     | 4 |
     |  |..............|...|
     |
     |  ...................
     |  | Biroul de   |   |
     |  | formare,    | 1 |
     |__|perfectionare|---|
        | atestare    | 2 |
        |.............|...|

        -----
        | E |
        -----
          |
          v
     -----------------------
     | Departamentul   |   |
     | logistic        | 2 |
     |_________________|___|
     |
     |  -----------------
     |  | Serviciul | 1 |
     |--| economic  |---|
     |  |           | 3 |
     |  |___________|___|
     |
     |  --------------------
     |  | Serviciul    |   |
     |  |   de         | 1 |
     |--|administratie,|---|
     |  |aprovizionare | 6 |
     |  |______________|___|
     |
     |  -----------------
     |  |   Biroul  | 1 |
     |--|    de     |---|
        | transport | 6 |
        |___________|___|

        -----
        | F |
        -----
          |
          v
     -----------------
     | Comisarul |   |
     | general   |   |
     |   al      | 1 |
     | bursei    |   |
     |___________|___|
           |
           |
      -------------------
      | Secretar-   |   |
      | dactilograf | 1 |
      |_____________|___|

        -----
        | G |
        -----
          |
          v
     ------------------....
     | Oficiul de |   |   |
     | evidenta a | 2 |   |
     | valorilor  |---| 2 |
     | mobiliare  | 7 |   |
     |____________|___|...|

    LEGENDA:
    __________  compartimente in limita a 77 de posturi aprobate, inclusiv
                demnitarii
    ..........  compartimente in limita a 150 de posturi aprobate, inclusiv
                demnitarii



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COMENTARII la Ordinul 13/1997

Momentan nu exista niciun comentariu la Ordinul 13 din 1997
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